General Credit Hours:1
CDs/DVDs may not ship until 4-6 weeks after the original program date below.
Attorneys will learn:
1. What a security is
2. When a security is required to be registered or exempt from registration
3. What Regulation D and Regulation A/A+ are and how they can help businesses raise capital
4. The ethical considerations attorneys must take into account when advising or consulting with a client that wants to raise capital, is thinking of investing in a business, or has already done any of the foregoing and wants to know what risks they are exposed to
5. Updates to Regulation D and Regulation A/A+ in the last year
Original Program Date: October 19, 2022
CLE Credit Expiration Date: January 31, 2024
5 Minutes
Brief introduction of speakers with a brief synopsis
Moderator: Michelle K Suarez, Esq.
30 Minutes
Background of Each Regulation (Reg D and Reg A/A+)
Rebecca G. DiSteffano, Esq.
Willard Blair, Esq.
20 Minutes
Updates of Each Regulation and Impacts of The Updates (Reg D and Reg A/A+)
Rebecca G. DiSteffano, Esq.
Willard Blair, Esq.
30 Minutes
Examples of Transactions and How to Handle Different Scenarios
Rebecca G. DiSteffano, Esq.
Willard Blair, Esq.
5 Minutes
Closing Remarks
Rebecca G. DiSteffano, Esq.
Willard Blair, Esq.
Course Number:5983
Credit Hours:
General Credit Hours:1
Business Litigation Credit Hours:1