General Credit Hours:2
CDs/DVDs may not ship until 4-6 weeks after the original program date below.
Original Program Date: November 12, 2024
CLE Credit Expiration Date: May 31, 2026
Comprehensive overview of the 2024 amendments to the Florida Securities and Investor Protection Act (Chapter 517 F.S.), including (i) discussions of three new registration exemptions and the new integration, "demo days" and "testing the waters" provisions, (ii) an overview of changes to non-issuer registration exemptions, registration procedures, investment adviser client threshold, securities guaranty fund, and penalties and fines, and (iii) a summary of the new control person and aiding and abetting liabilities and overview of OFR's role.
10 Minutes
Introductory remarks and introduction of speakers
Roland Chase, Tampa
Will Blair, Tampa
15 Minutes
Background: State v. federal law and role of the OFR
Russell Weigel, Tallahassee
Stuart Cohn, Gainesville
40 Minutes
Registration Exemptions
Stuart Cohn, Gainesville
Will Blair, Tampa
Roland Chase, Tampa
15 Minutes
Demo Days and Testing the Waters
Stuart Cohn, Gainesville
Will Blair, Tampa
Roland Chase, Tampa
15 Minutes
Registration Procedures and Investment Adviser Registration
Ryann White, Tallahassee
Alisa Goldberg, Tallahassee
25 Minutes
Securities Guaranty Fund, Liability and Enforcement
Russell Weigel, Tallahassee
Ryann White, Tallahassee
Alisa Goldberg, Tallahassee
Course Number:8748
Credit Hours:
General Credit Hours:2
Business Litigation Credit Hours:2